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CISI UAE-Financial-Rules-and-Regulations Exam Syllabus Topics:

CISI UAE Financial Rules and Regulations Sample Questions:

1. If the two evaluators for an in-kind share transfer produce different fair value figures, what figure must be used?

A) The average of the two amounts
B) The highest one
C) The lowest one
D) The one produced by the most experienced evaluator

2. If the perpetrator of a money laundering crime is a repeat offender, what impact does this have on the minimum fine compared to a first offence?

A) It is doubled
B) It is quadrupled
C) It is tripled
D) It is increased by 50%

3. A real estate investment fund may borrow no more than what percentage of its total assets value?

A) 10%
B) 75%
C) 25%
D) 50%

4. Which of the following is one of the prescribed financial activities for which the Authority can issue a license?

A) Corporate planning
B) Analysis
C) Promotion
D) Risk management

5. The contract size for trading in Silver Futures on the Dubai Gold & Commodities Exchange is 1,000 troy ounces of refined silver, plus or minus what prescribed margin?

A) 1%
B) 2%
C) 10%
D) 5%

Solutions: